Broker Check

Investment Advisory Fees

For an annual fee as a percent of assets under management, we will provide:

• Initial and periodic updates to an Investment Policy Statement addressing each of the five phases of the advisory process;

• Assistance with the selection of a target asset allocation;

• Limited scope fundamental analysis of individual equity securities;

• Proactive implementation of investment policies; 

• Construction and maintenance of conservative bond ladders;

• Administrative support;

• Quarterly performance reporting and rebalancing consultations.

Both discretionary and non-discretionary arrangements are available through discount brokerage accounts.

Equity Assets Under Management

Annual Fee as a % of Ending Account Value*

under $500,000


$500,000 to $999,999


$1,000,000 to $4,999,999


$5,000,000 and over


* Rate applicable to management of individual equity securities will be the greater of 0.50% or the rate determined under the normal fee schedule. The percentage applicable to implementation of a massive bond ladder will not, generally, exceed 0.30% - as long as total assets under management within a household are valued at $1 million or more.

Please note that fees paid to Trumbower Financial Advisors, LLC do not include commissions, transactions, account maintenance and custody fees that may be paid to third parties. Trumbower Financial Advisors, LLC does not receive any commissions or transactions based fees nor do we participate in any ’soft dollar’ arrangements of any kind. This fee schedule is subject to change and negotiation depending on the nature of the assets under management and our professional relationship.